In today’s highly globalized and regulated economy, private and public organizations face myriad complex laws and regulations. A process designed to detect and prevent regulatory compliance failures is vital. However, such an effective process cannot succeed without development and maintenance of a strong compliance and legal risk management culture.
This wide-ranging handbook pulls together work from experts across universities and industries around the world in a variety of key disciplines such as law, management, and business ethics. It provides an all-inclusive resource, specifying what needs to be known and what needs to be further pursued in these developing areas. With no such single text currently available, the book fills a gap in our current understanding of legal risk management, regulatory compliance, and ethics, offering the potential to advance research efforts and enhance our approaches to effective legal risk management practices.
Edited by an expert on legal risk management, this book is an essential reference for students, researchers, and professionals with an interest in business law, risk management, strategic management, and business ethics.
Author(s): Virginia A. Suveiu
Publisher: Routledge
Year: 2022
Language: English
Pages: 476
City: New York
Cover
Half Title
Title
Copyright
Dedication
Contents
The Editor
List of Contributors
Foreword
Acknowledgements
Introduction
Part I What Are Risk Management, Regulatory Compliance, and Ethics?
1 Operational Risk Management
2 Compliance, Corporate Governance, and Corporate Social Responsibility: Part I—The Interplay Between the Company, the Stakeholder, and the Regulators
3 Compliance, Corporate Governance, and Corporate Social Responsibility: Part II—The Interplay Between the Company, the Stakeholder, and Shareholders
4 Understanding and Managing Behavioral Ethics Risk
5 Deconstructing Risk: Practical Understanding and Perspectives
6 Fostering Dialog About the Future of Law as Risk and Compliance Are Coming Into Their Own
Part II Contract Risk Management and Insurance Considerations
7 Insurance: A Look Inside the Claims Department
8 Contract Risk Management Within an Operational Context
9 Contract Risk and Uncertainty Management
10 Finding Opportunities in Risk for Small Businesses and Subcontractors
11 Supply Chain Risk Management Considerations in an Ever-Changing World
Part III Corporate Compliance and Ethics Challenges
12 Operationalizing Compliance: Best Practices
13 Internal Investigations
14 Human Resources Considerations
15 Self-Regulatory Organization’s Role in Promoting Ethical Behavior in Industry
16 Risk and Compliance Considerations in the Startup World
17 Corporate Compliance and Ethics Challenges: An European Perspective
18 Financial Considerations: A Global Perspective
Part IV Cyber, Data Risks, and Technological Considerations
19 Considerations for a Successful Cybersecurity Program
20 Value and Risk in the Fourth Informational Revolution
21 The Convergence of Social Media, Technology, and Data
22 Records Management/Records Retention Risk Considerations
23 Quality Management Considerations
24 Data Privacy Considerations: An International Viewpoint
25 Intellectual Property Considerations and Business Risk in China
Part V Best Practices Emerging From Lessons Learned
26 Environmental Compliance Risk Management
27 Compliance Leadership
28 Ethics and Leadership
29 Risk and Innovation
30 Uncertainty Management
31 A View From the Top
Index
