This book analyzes climate policy integration processes by investigating cause-effect relations in cases of integrating climate policy in energy and land-use sectors of Indonesia and Mexico, taking a novel comparative case study approach. The book identifies root causes for integration outside of the public administration, discussing decisive factors in the political economy of the energy and land-use sectors. Showing how policy windows may open for the successful integration of climate policies nevertheless, the book addresses the need to identify and properly use these windows to establish the administrative and institutional arrangements for effective climate policy implementation.
This book offers two-fold insights for overcoming the challenges posed by climate policy integration: Firstly, it contributes to theory-building by amending theories of the policy process and by taking a wider perspective on the role of integration in the context of transformational change processes in emerging economies. Secondly, it sets forth a set of research-based practical policy recommendations on how to foster climate policy integration in the political decision-making processes as well as the public administration structures. Therefore, this book will appeal to scholars and researchers of public policy, public administration, political science, and environmental sciences, as well as policy-makers and practitioners interested in a better understanding of climate policy integration in energy and land-use sectors.
Author(s): Heiner von Lüpke
Series: Springer Climate
Publisher: Springer
Year: 2022
Language: English
Pages: 260
City: Cham
Acknowledgements
About the Book
Contents
About the Author
List of Figures
List of Tables
Part I: Climate Policy Integration: Widely Called for, But Contested in Implementation
Chapter 1: The Case for Climate Policy Integration
1.1 Introduction
1.2 Introduction to Climate Policy
1.3 Climate Policy in Emerging Economies
1.4 Climate Policy Integration: Widely Called for but Contested in Its Application
1.5 Research Questions Guiding This Book
1.6 Structure of the Book
Chapter 2: Concepts and Theories for CPI
2.1 Introduction to Climate Policy Integration
2.1.1 Definitions of Climate Policy: Implications for CPI
2.1.2 Comparison of Climate Policy Integration with Related Concepts
2.1.3 Policy Coherence
2.1.4 Policy Coordination
2.1.5 Cross-Sector Collaboration
2.1.6 CPI and Mainstreaming: Commonalities and Differences
2.1.7 Transferability of CPI Approaches to Emerging Economies
2.1.8 In Summary: Revising CPI Conceptually
2.2 Theoretical Model for CPI
2.2.1 First Theoretical Strand: International Resources and Incentives as Facilitator for CPI
2.2.2 Second Theoretical Strand: Explaining CPI as a Result of Policy Processes
2.2.3 Third Theoretical Strand: Role of Public Administration and Governance for CPI Processes
Chapter 3: Compound Comparative Analysis: Motivations for Country and Sector Selection and Methods
3.1 Rationale for Comparative Case Study Design
3.2 Theory Development Through Comparative Research
3.3 Motivation for Sector Selection
3.4 Motivation for Country Selection
3.5 Compound Comparative Research: Steps of Comparing
3.6 Operationalization of Variables
3.6.1 Policy Discourse and Negotiations
3.6.2 Policy Goals and Instruments
3.6.3 Subsystem Involvement and Governance Arrangements
3.7 Data and Methods
3.7.1 Causal Process Tracing (CPT)
3.7.2 Qualitative Interviews
3.7.3 Media and Policy Document Analysis
Part II: Pathways for Climate Policy Integration
Chapter 4: Introduction to Countries and Sectors: Energy and LUCF Sectors of Mexico and Indonesia
4.1 Introduction to the Energy Sector of Indonesia
4.2 Introduction to the Energy Sector of Mexico
4.3 Introduction to the LUCF Sector of Mexico
4.4 Introduction to the LUCF Sector of Indonesia
Chapter 5: Four Cases of Climate Policy Integration: Energy and LUCF Sectors of Mexico and Indonesia
5.1 CPI in the Indonesian Energy Sector
5.1.1 CPI in the Policy Discourse of the Energy Sector
5.1.2 CPI in Policy Goals and Instruments of the Indonesian Renewable Energy Sector
5.1.3 CPI in the Subsystem Involvement of the Indonesian Energy Sector
5.1.4 Explanation: CPI with the Energy Sector of Indonesia
5.2 CPI in the Mexican Energy Sector
5.2.1 CPI in the Policy Discourse of the Mexican Energy Sector
5.2.2 CPI with Policy Goals and Instruments of the Mexican Energy Sector
5.2.3 Subsystem Involvement and Governance Arrangements
5.2.4 Explanation for the Observed Degree of CPI in the Mexican Energy Sector
5.3 CPI in the Mexican LUCF Sector
5.3.1 CPI in the Policy Discourse of the Mexican LUCF Sector
5.3.2 CPI in Policy Goals and Instruments of the Mexican LUCF Sector
5.3.3 CPI in Subsystem Involvement of the Mexican LUCF Sector
5.3.4 Explanations: Which Factors Cause CPI in the LUCF Sector of Mexico?
5.4 CPI with the Indonesian Land Use Change and Forests Sector
5.4.1 CPI in the Policy Discourse of the Indonesian LUCF Sector
5.4.2 CPI in Policy Goals and Instruments of the Indonesian LUCF Sector
5.4.3 CPI in the Subsystem Involvement of the Indonesian LUCF Sector
5.4.4 Explanations of CPI with the Indonesian LUCF Sector
Part III: The Bigger Picture: Climate Policy Integration Approaches in the Context of Transformational Change
Chapter 6: Toward a CPI Typology
6.1 How to Measure the Occurrence of CPI: Recommended CPI Indicators
6.2 What Is the Contribution of Varying Degrees of CPI to Policy Changes?
6.3 Four Types of Integrated Policy Outputs
6.3.1 Climate-Relevant Sectoral Policies
6.3.2 The Symbolic Meta-Policy Type
6.3.3 Joint New Policymaking
6.3.4 Paradigmatic Policy Change Type
Chapter 7: Building Theories: CPI in the Context of Transformational Change
7.1 Comparison of Causal Mechanisms Across Cases
7.1.1 Comparing the Independent Variables: Which Factors Make a Difference for Integration?
7.2 Theory Development: Causal Mechanisms for CPI
7.2.1 International Influences on CPI
7.2.1.1 National CPI Strategies as a Response to International Influences
7.2.1.2 International Resources to Support CPI-Type Policy Outputs
7.2.1.3 Key Differences of International Support Instruments
7.2.1.4 General Reflections on the Use of International Support to Achieve CPI
7.2.1.5 Incentive-Based Instruments
7.2.1.6 ODA Type of Instrument
7.2.2 Influences on the Policy Process
7.2.2.1 Political Economy and External Events as Drivers for or against CPI
7.2.2.2 Energy Sector
7.2.2.3 LUCF Sector
7.2.2.4 Connecting CPI with Theories of the Policy Process
7.2.3 Role of the Public Administration: Impasse for Symbolic Meta-Policies
7.3 The Wider Context: CPI, Governance, and Transformational Change
Chapter 8: Policy Recommendations and Outlook
8.1 Contributions and Limitations of Research
8.2 Overall Conclusions
8.3 Future Research
8.4 Policy Recommendations
8.4.1 Recommendations to Improve CPI on Political and Public Administration Levels
8.4.2 Political Level
8.4.3 Policy Design: Goals and Instruments
8.4.4 Subsystem Involvement and Governance Arrangements
8.4.5 Specific Recommendations to Improve CPI with the LUCF Sector
Glossary
References
