Transforming Mental Healthcare: Applying Performance Improvement Methods to Mental Healthcare

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One in five U.S. adults experiences a mental illness within a given year. With more than 550,000 people working to support this underserved community, the mental healthcare system has grappled with inadequacies and shortcomings in safety, quality, and care delivery. There is a wide range of problems, from access-to-care issues and errors, to complications stemming from poor care. Our country is also on an unsustainable path as our healthcare expenditure keeps growing. To add to all of this, we are facing a rampant epidemic of burnout among healthcare workers. Modern advancements introduced with many promises―such as electronic medical records, newer medications, or advanced treatments―have created unique challenges when ushered into a highly regulated healthcare system.

What does it take to provide patients with everything they need―the right quality of care, at the right time, and at the right cost―to keep them healthy? Which process steps add value? Which steps are wasteful? A widely accepted fact is that a conservative 30-50% of every step in the mental healthcare process does not help patients feel better or stay better. When considering delays in care, workarounds, excessive documentation, and an overuse of auditing, the care system has moved highly skilled clinicians away from providing value, as administrative tasks continue to encroach on their time. There is a clear need to rethink and redesign the system of care.

This book is a primer for understanding the current state of the mental health system and the performance improvement skills and leadership acumen needed to address existing challenges. Sheppard Pratt, the award-winning, leading institution for mental healthcare in America, provided the focus on mental healthcare and became the laboratory for this body of work over the course of eight years. It hired a seasoned systems thinker with improvement expertise to work with mental health professionals and solve some of their most complex and chronic problems.

The book is a result of the collaboration between a practicing psychiatrist in a leadership role and the systems engineer. Working together, they demonstrate how to think about redesigning care and redefining the nature of work to enhance value for both the people served and the healthcare workforce. They crafted a multi-pronged approach towards culture change at Sheppard Pratt, including implementing a course on "Learning to Improve," which introduced staff to a performance improvement methodology. There are several vignettes interwoven throughout the book that describe the complexities and constraints of the system. Solving some of these challenges creates a new paradigm of work while minimizing waste and enhancing value.

Author(s): Sunil Khushalani, Antonio DePaolo
Publisher: Routledge/Productivity Press
Year: 2021

Language: English
Pages: 189
City: Boca Raton

Cover
Endorsements
Half Title
Title Page
Copyright Page
Contents
Forewords
Preface
Acknowledgments
About the Authors
Introduction
Contributors
1. The Need for Performance Improvement Methods in Mental Healthcare
I. A Focus on the Mental Health ‘System’ of Care
II. A New Paradigm for the Mental Health System
III. The Burden of Mental Illness
IV. The Connection between Behavioral Health and Overall Health
V. Current State: Access to Care (And Its Impact on Society)
A. Boarding in the Emergency Room
B. Homelessness
C. Mental Illness in Jails
VI. Current State: Safety
VII. Current State: Quality
A. Underuse
B. Overuse
C. Misuse
VIII. Current State: Delivery of Care (Fragmentation of Care)
IX. Current State: Cost/Waste
X. Current State: Morale/Workforce Challenges
XI. A Call for a Better System
A. Crossing the Quality Chasm
B. The Quadruple Aim
XII. Forces of Change
A. Moving Away from the Model of a ‘Cottage Industry'
B. Technology
C. The Voice of the Patient
XIII. Learning from Our Context (Groundbreaking Improvement Efforts in Medicine)
XIV. The Need to Reinvigorate and Redesign Mental Healthcare
References
2. Value and Waste in Psychiatry
I. Value
A. Value and the Patient
B. Value and the Family
C. Value and the Organization
D. Value and the Provider
E. Value and the Payer
F. Value and the Government
G. Value and the Continuum of Care
H. Value Added, Value Enabled, and Waste
II. Waste
A. Eight Forms of Waste
1. Overproduction
2. Defects
3. Waiting
4. Transportation
5. Motion
6. Extra Processing
7. Inventory
8. Non-Utilized Talent
B. Waste Walks
C. Constraint Management
D. Waste in Psychiatry
E. Within Treatment Waste
F. Between Treatment Waste
G. The Cost of Waste
References
3. Developing the Healthcare Workforce for Performance Improvement
I. A Newer Approach to Work
II. The Development of an Improver
A. Developing Awareness
B. Fostering an Improvement Mindset
C. Acquiring Performance Improvement Knowledge
1. Appreciation for a System
2. Knowledge about Variation
3. Theory of KnowledgeContinuous
4. Psychology
D. Applying and Practicing Improvement Skills
E. Developing Performance Improvement Skills into Routine Habits
III. Preparing the Medical Professional to Learn Performance Improvement Skills
References
4. Improvement Methods for Mental Health Organizations
I. Plan-Do-Check-Act Cycle
II. Standard Work
III. PDCA vs. Research
IV. A3 Thinking
A. Plan
1. Project Title
2. Business Case
3. Project Y
4. Scope
5. Project Management
6. Measure
7. Observation
8. Process Map
9. Sub-Process Map
10. Time and Motion Study
11. Spaghetti Diagrams
12. Measurement for Improvement
13. Measurement Tips
14. Visual Representation of Data
15. Goal Setting
16. Root Cause Analysis
17. Cause-Effect Diagram
18. 5-Why’s
B. Do
1. Brainstorming
2. Try-Storming
3. Pilot Study
4. Change Management
5. Action Plans
C. Check
D. Act
1. Standard Work
2. Monitor and Response Plan
3. Cascade Plan
V. PDCA and Kata
References
5. Leading a New Kind of Workforce
I. Leadership and Culture
A. Building Trust
B. Developing Strong Interpersonal Relationships
C. Fostering Teamwork
D. Giving Appropriate and Timely Feedback
II. High-Performing Leadership
A. Toxic Cultures
1. An Aggressive or Hostile Culture
2. An Analysis-Paralysis Culture
3. The Fire-Fighting Culture
B. High-Performing Leadership: The Case of High-Reliability Organizations
1. Preoccupation with Failure
2. Reluctance to Simplify
3. Sensitivity to Operations
4. Commitment to Resilience
5. Deference to Expertise
III. Leadership and Motivation
IV. Getting Started
V. A Long-Term Investment
VI. An Uphill Task
References
Afterword
Index