Pharmaceutical Vendors Approval Manual: A Comprehensive Quality Manual for API and Packaging Material Approval

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This book provides stepwise guidance on how to evaluate, audit, qualify and approve an active pharmaceutical ingredient (API) and packaging material manufacturer and supplier to enhance the GMP within the industry. The book will also be beneficial for institutions conducting pharmaceutical technology courses in terms of GMP and GLP applications. The Pharmaceutical Vendors Approval Manual provides readers and front-line health care products manufacturers, R&D management and biotech laboratories all the information they need to know to develop a GMP-oriented industry with trained and skilled personnel and manufacture products that meet GMP and regulatory requirements. This book provides a simple, concise and easy to use reference tool covering basic quality concepts and the elements of vendor’s assessment, qualification and approval required by the pharmaceutical educational institutions and professional certification bodies. It is equally relevant to Quality Assurance officers, Quality Control Analysts, Quality Auditors and other personnel involved in GMP/GLP services in the company. The book will also be beneficial for the institutions conducting Pharmaceutical technology study courses in terms of GMP and GLP applications.

This book

    • provides readers and front-line health care products manufacturers, R&D management and biotech laboratories all the information they need to know to develop a GMP-oriented industry with trained and skilled personnel and manufacture products that meet GMP and regulatory requirements

    • covers basic quality concepts and the elements of vendor’s assessment, qualification and approval required by the pharmaceutical educational institutions and professional certification bodies

    • provides stepwise guidance on how to evaluate, audit, qualify and approve an API and packaging material manufacturer and supplier to enhance the GMP within the industry

    • provides ready to use regulatory documentation, e.g. letter of commitment, questionnaire, SOP, etc. required for API and Packaging Materials contract

    Provided material can be easily tailored to incorporate changes to add in-house vendor’s qualification requirements.

    Erfan Syed Asif, Ph.D is a Senior Consultant at PharmEng Technology.

    Author(s): Erfan Syed Asif
    Publisher: CRC Press
    Year: 2021

    Language: English
    Pages: 169
    City: Boca Raton

    Cover
    Half Title
    Title Page
    Copyright Page
    Table of Contents
    Preface
    Author
    Chapter 1 Finding and Partnering Active Pharmaceutical Ingredients Vendor
    Selection and Management
    Ongoing Approval/Management
    Auditing Suppliers Manufacturing Facility
    Purchasing and Management
    Maintaining the Supply Chain
    Periodic Evaluation with Supplier
    Ongoing Monitoring
    Classification of Supplier
    Re-Audit
    Re-Assessment
    Reduced Testing
    Chapter 2 Selection of API Vendors and the Impacts on Drug Products
    How It Impacts the Drug Products
    API Supplier Selection Process Modules
    API Supplier Impact on Generic Drug Product
    Conclusion
    Chapter 3 Approach, Team Formation, and Planning
    QUEST
    Q = Question Phase
    U = Understanding Phase
    E = Evaluation Phase
    S = Site Audit Phase
    T = Track Phase
    Phase I
    Phase II of Planning
    Execution
    Contacting Suppliers
    Roadblocks, Challenges, and Surprises
    Poor Quality Raw Materials
    Poor Yield Percentage
    Anomalies with Commercial Scale Batch
    Analytical Challenges
    Conclusion
    Chapter 4 Site Standard Operating Procedure for Vendors Approval
    Vendor Evaluation and Approval Procedure
    Purpose
    Responsibility
    Procedure
    Responsibilities of Purchase Department
    Responsibilities of Quality Control Department
    Responsibilities of QA Department
    Responsibilities of QA Director
    Chapter 5 Vendors Evaluation Records: Buyer Company’s Name
    Chapter 6 Document Status Checklist
    Attachment A
    Chapter 7 Declaration and Quality Commitment
    Attachment B
    Chapter 8 Manufacturing Facility Self-Evaluation Questionnaire
    Brief Company History
    For example
    Management Profile
    Vendor Related Information
    Chapter 9 Sterile Bulk Manufacturing Facility Self-Evaluation Questionnaire
    Review Form
    Chapter 10 Quality Agreement
    Chapter 11 Covering Letter for Supplier
    Chapter 12 Quality Agreement for Generic APIs
    Definitions
    Pertinent GMP Standard
    Certificate of Analysis/Compliance
    Change Control
    Audit
    Authority Inspections
    Sub-Contracting
    Retention of Samples
    Retention of Records/Documentation
    Stability of Material
    Customer’s Complaints
    Recall
    Annual Quality Review
    Storage and Distribution Practices
    Contaminants
    BSE/TSE
    Residual Solvents
    Metal Catalyst/Reagent Residues
    Controlled Pharmaceutical Ingredients
    Qualification/Validation
    Reprocessing, Salvaging, and Reworking
    Deviations/OOS Results
    Packaging
    Regulatory Documents
    Product Release
    Reference Standards
    Material Specifications
    Analytical Methods
    General Provisions
    Entire Agreement
    Assignment
    Severability
    Waiver
    Further Documents
    Unforeseeable Circumstances
    Governing Law
    Notices
    Forms
    Titles
    Intellectual Property
    Relationship of the Parties
    Advertising
    Counterparts
    Authorized Signatories
    Term
    Annex: Division of Responsibilities
    Chapter 13 API Audit Checklist
    Table of Contents
    Quality Management
    Personnel
    Buildings and Facilities
    Process Equipment
    Documentation and Records
    Materials Management
    Production and In-Process Controls
    Packaging and Labeling of APIs
    Storage and Distribution
    Laboratory Controls
    Validation
    Change Control
    Re-worked and Rejected Materials
    Complaints and Market Recalls
    General Queries
    Chapter 14 Audit Report
    Contents
    A. Objective
    B. Scope
    C. Assessment Background
    1. Introduction
    2. API Overview
    3. Organization
    4. Site Activities
    5. Technical Operational Activities
    6. Company’s Technical Operational Activities Are as Follows
    7. Major Customers
    8. R&D
    9. Regulatory Affairs
    10. Health, Safety, and Environment
    11. Personnel
    12. Water System
    13. Computerized Systems
    14. Materials Management
    15. Warehouse, Sampling, and Testing of Incoming Packaging and Raw Materials for Production
    16. Observations
    16.1 Productions
    16.2 Quality Unit
    16.3 Compliance System
    16.4 In-Process Controls
    16.5 Packaging Materials
    16.6 Packaging and Labeling Operations
    16.7 Laboratory Controls
    16.8 Microbiology Lab
    16.9 Certificates of Analysis
    16.10 Stability Monitoring
    16.11 Calibration
    16.12 Reserve/Retention Samples
    16.13 Validations
    16.14 Complaints and Recalls
    16.15 Training System
    16.16 Inspection History
    D. Classification of Audit Findings
    E. Conclusion
    Chapter 15 Cell Lines Vendors Selection for Biological products
    The Influential Factors for Choosing the Cell Line
    Quality Standards Requirements for Cell Line Manufacturers
    Required Documents from the Vendors
    Inspection Approach
    Challenges for Cell Lines Suppliers
    Challenges in Using a Different Host Cell Than the Reference Product
    Storage and Shipment of Cell Banks
    Environmental Controls of Cell Bank’s Storage
    Cell Bank Recovery and Shipment
    Chapter 16 Q7 Good Manufacturing Practice Guidance for Active Pharmaceutical Ingredients: 
    I. Introduction
    II. Questions and Answers
    A. Scope
    B. Quality Management
    C. Personnel
    D. Buildings and Facilities—Containment
    E. Process Equipment—Cleaning
    F. Documentation and Records
    G. Materials Management
    H. Production and In-Process Controls
    I. Packaging and Identification Labeling of APIs and Intermediates
    J. Storage and Distribution
    K. Laboratory Controls
    L. Validation
    M. Change Control
    N. Rejection and Reuse of Materials
    O. Complaints and Recalls
    P. Contract Manufacturers
    Q. Agents, Brokers, Traders, Distributors, Repackers, and Relabelers
    R. Specific Guidance for APIs Manufactured by Cell Culture/Fermentation
    S. APIs for Use in Clinical Trials
    T. Glossary
    References
    Index