Introduction to Development Engineering: A Framework with Applications from the Field

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This open access textbook introduces the emerging field of Development Engineering and its constituent theories, methods, and applications. It is both a teaching text for students and a resource for researchers and practitioners engaged in the design and scaling of technologies for low-resource communities. The scope is broad, ranging from the development of mobile applications for low-literacy users to hardware and software solutions for providing electricity and water in remote settings. It is also highly interdisciplinary, drawing on methods and theory from the social sciences as well as engineering and the natural sciences.

The opening section reviews the history of “technology-for-development” research, and presents a framework that formalizes this body of work and begins its transformation into an academic discipline. It identifies common challenges in development and explains the book’s iterative approach of “innovation, implementation, evaluation, adaptation.” Each of the next six thematic sections focuses on a different sector: energy and environment; market performance; education and labor; water, sanitation and health; digital governance; and connectivity. These thematic sections contain case studies from landmark research that directly integrates engineering innovation with technically rigorous methods from the social sciences. Each case study describes the design, evaluation, and/or scaling of a technology in the field and follows a single form, with common elements and discussion questions, to create continuity and pedagogical consistency. Together, they highlight successful solutions to development challenges, while also analyzing the rarely discussed failures. The book concludes by reiterating the core principles of development engineering illustrated in the case studies, highlighting common challenges that engineers and scientists will face in designing technology interventions that sustainably accelerate economic development.

Development Engineering provides, for the first time, a coherent intellectual framework for attacking the challenges of poverty and global climate change through the design of better technologies. It offers the rigorous discipline needed to channel the energy of a new generation of scientists and engineers toward advancing social justice and improved living conditions in low-resource communities around the world.

Author(s): Temina Madon, Ashok J. Gadgil, Richard Anderson, Lorenzo Casaburi, Kenneth Lee, Arman Rezaee
Publisher: Springer
Year: 2022

Language: English
Pages: 654
City: Cham

Preface
Acknowledgments
Contents
Contributors
About the Editors
1 Introduction to Development Engineering
1 What is Development Engineering?
2 Intellectual History of the Field
2.1 Appropriate Technology Movement
2.2 Market-Oriented Approaches
2.3 Humanitarian Engineering
2.4 ICTD
2.5 Human-Centered and Participatory Design
2.6 Development Engineering
References
2 Technology and Development
1 Introduction
2 Firms, Trade, and Infrastructure
2.1 Boosting Productivity in Firms and Agriculture
2.1.1 Agriculture
2.1.2 Firms
2.2 Facilitating Trade
3 Labor Markets and Structural Change
3.1 Bridging the Employer-Employee Information Gap
3.2 Transforming the World of Work
3.3 Widening Access to Quality Education
4 Financial Technologies
4.1 Increasing Financial Resilience
4.2 Facilitating Firm and Government Transactions
5 Energy and Environment
5.1 Scaling Energy Access
5.2 Guaranteeing Sustainability
6 State Capacity and Public Sector Delivery
6.1 Bolstering State Effectiveness and Accountability
6.2 Improving Political Participation and Electoral Integrity
7 Health
7.1 Improving the Quality and Delivery of Healthcare Services
8 Conclusion
References
3 A Practical Framework for Research
1 Introduction
2 Innovation Under Constraints
2.1 Market Constraints
2.2 Institutional Failures
2.3 Social Norms and Behaviors That Constrain Development
3 Framework for Research
4 Additional Resources
References
4 Asking the “Right” Questions
1 The Paradox of the Development Engineer
2 Beneficiaries and Aspirations
3 Framing the “Problem”
4 Conducting Ethical Research
5 Impact and Scale, Take 2
References
Part I Expanding Access to Affordable and Reliable Energy, While Minimizing the Environmental Impacts
5 Expanding Access to Electricity in Kenya
1 The Development Challenge
2 Innovations in the Technology Landscape
2.1 Prepaid, Smart Metered Solar Microgrids
3 Iterative Learning: A Major Pivot
3.1 On-grid, Off-Grid, or Under-Grid?
3.2 Private Versus Public Infrastructure
4 Randomizing Access to Grid Electricity
4.1 Conducting a Census Across “Transformer Communities”
4.2 Binding Our Hands with a Pre-analysis Plan
5 Iterative Learning: Unexpected Field Challenges
5.1 Connecting Households in Areas with No Electricians
5.2 Major Supply-Side Issues: Blackouts and Construction Delays
5.3 Discovering Cost Data and Investigating Potential Leakage Issues
5.4 The Gap Between Demand and Costs
6 No Meaningful and Statistically Significant Impacts
7 Looking Ahead
8 Discussion Questions
References
6 Measuring Grid Reliability in Ghana
1 The Development Challenge
2 Context
2.1 Energy Environment in Ghana
2.2 Partners
2.3 High-Level Goals
2.3.1 Improving Energy-Reliability Data Quality
2.3.2 Providing Utility-Independent Measurements
2.3.3 Exploring Impacts of Reliability
3 Innovate, Implement, Evaluate, Adapt
3.1 Innovation: Data Collection Instruments
3.1.1 Sensors
3.1.2 Surveys
3.2 Innovation: Deployment Methodology
3.2.1 Site Selection
3.2.2 Sampling Strategy
3.2.3 Deployment and Surveying Team
3.2.4 Dependence on Participants
3.2.5 Deployment Management Tools
3.3 Evaluation: Overview
3.4 Evaluation: Small-Scale Pilot
3.5 Adaptation from Small-Scale Pilot Experience and Evaluation of Medium-Scale Deployment
3.5.1 Organizational
3.5.2 Cultural
3.5.3 Technical
3.5.4 Operational
3.5.5 Failures and Missteps
3.6 Adaptation from Medium-Scale Deployment and Evaluation of Large-Scale Deployment
3.6.1 Organizational and Cultural
3.6.2 Technical
3.6.3 Operational
3.7 Adaptation from Large-Scale Deployment to Sustainable Large-Scale Deployment
4 Lessons Learned
4.1 Continuous Monitoring Requires Continuous Upkeep
4.2 Global Solutions May Miss Local Context
4.3 University Lacks Financial Agility
4.4 Technology Usage Patterns Impact Design
5 Conclusion
References
7 Monitoring Industrial Pollution in India
1 The Development Challenge
2 Context
2.1 How Was the Project Location Chosen?
2.2 Identifying the Experimental Sample
2.3 How Does CEMS Work?
3 Innovate, Evaluate, Adapt
3.1 Setting Up an Evaluation
3.2 Implementation Challenges in the Field
3.2.1 Problems Encountered While Installing CEMS
3.2.2 Problems Encountered While Calibrating CEMS
3.2.3 Linking Data to Regulatory Practice
4 Did CEMS Work?
4.1 Assessing the Technical Performance of CEMS
4.2 Assessing the Usefulness of CEMS
4.3 Estimating the Impact of CEMS on Pollution Emissions
5 *6pt
6 Discussion Questions
References
Part II Market Performance: Technologies to Improve Agricultural Market Performance
Introduction
References
8 Digital Agricultural Extension for Development
1 The Challenge
1.1 What Limits Access to Agricultural Information?
1.2 The Potential of Digital Agriculture
2 Implementing Mobile Phone-Based Agricultural Extension Services
2.1 Current Approaches via Mobile Devices
2.1.1 Services That Rely on Text Messages
2.1.2 Services That Rely on Interactive Voice Responses (IVR)
2.1.3 More Advanced Technologies: Smartphones and Tablets
2.2 Implementation: Technological Considerations
2.2.1 Technology Infrastructure
2.2.2 Implementation Model: Product Considerations
3 Iterative Development
3.1 Approaches
3.2 Data and Measurement Issues
4 Innovations to Improve Impacts
4.1 Customization
4.2 Using Digital Technology to Facilitate Social Learning
4.3 Digital Support for Existing Extension Systems
5 Lessons Learned
References
9 Digital Trading and Market Platforms: Ghana Case Study
1 Development Challenge
1.1 Matching Supply and Demand
1.2 Price Information
1.3 Information on the Quality of Crops
1.4 Storage and Credit Market Failures
2 The Ideation
3 Implementation Context
4 Innovation
4.1 Price Alerts Services
4.2 Mobile Phone-Based Trading Platforms
4.3 Commodity Exchanges
5 Evaluation
6 Results and Lessons
6.1 Price Alerts Services
6.2 Commodity Exchanges
7 Conclusion
References
10 Fintech for Rural Markets in Sub-Saharan Africa
1 Development Challenge
2 Implementation Context
3 Innovate, Implement, and Evaluate
3.1 Innovation
3.2 Implementation
3.3 Evaluation
3.4 Adaptation
4 Results and Lessons Learned
5 Summary and Interpretive Text Boxes
6 Discussion Questions
References
Part III Expanding Human Potential: Technology-Based Solutions for Education and Labor
Introduction
References
11 Customised E-Learning Platforms
1 Development Challenge
2 Implementation Context
3 Innovate, Implement, Evaluate and Adapt
3.1 Innovation: Customised E-Learning Platforms
3.2 Implementation Approach
3.3 Evaluation: Research Approach
3.4 Adaptation: Scaling Approach
4 Results/Lessons Learned
References
12 Digital Networking and the Case of Youth Unemployment in South Africa
1 Development Challenge
2 Project Formation
2.1 Tailoring a Solution to the Local Context
2.2 Identifying a Local Partner
2.3 Defining and Refining the Problem Boundary
3 Innovate, Implement, Iterate, Evaluate, and Adapt
3.1 Innovation
3.2 Design and Implementation
3.3 Implementation Challenges and Iterations
3.4 Evaluation
3.5 Adaptation
4 Lessons Learned
A.1 Appendix
References
13 Amplifying Worker Voice with Technology and OrganizationalIncentives
1 Development Challenge
1.1 Establishing Connection: Workers in the Garment Industry
1.2 Attrition, Voice, and Worker Well-Being
1.3 A Lab for Good Business
2 Context for the Innovation
2.1 Existing Mechanisms for Worker Voice
2.2 Modeling the Factory Environment
3 Innovate, Evaluate, and Scale
3.1 Experiment No. 1: A Study of Worker Voice
3.2 Experiment No. 2: An Off-the-Shelf Software Solution
3.3 Experiment No. 3: A Custom Solution
3.4 Limitations and Future Developments of Inache
4 Lessons Learned
References
Part IV Water, Health, and Sanitation
Introduction
References
14 Stopping Arsenic Poisoning in India
1 Introduction and Overview
2 Problem Definition
2.1 Arsenic as Development Challenge
3 Approach
3.1 Theory of Change
3.2 Overview of Project Progression from Lab Bench to a Full-Scale Pilot
4 Implementing the Approach
4.1 Prior Experience
4.1.1 WaterHealth International
4.1.2 Arsenic in Bangladesh
4.2 The Amirabad Experience
4.2.1 Assessing Failure
4.3 The 600 L Prototype
4.4 Scaling Up and Commissioning the Demonstration Plant
4.5 Technical Challenges
4.6 Implementation Challenges
5 Reaching Scale: Opportunities and Challenges
5.1 Lessons Learned from Innovation, Implementation, Evaluation, and Adaptation
5.2 ECAR Business Model
6 Results and Lessons Learned
6.1 Cost of Reducing Cancer Risk by Removing Arsenic from Drinking Water
6.2 Looking Back and Adapting to New Contexts
7 Summary of Key Actions as Viewed by the Team
8 Interpretive Text Boxes
References
15 Sensing Change: Measuring Cookstove Adoption with Internet-of-Things Sensors
1 The Challenge of Measuring Impact
1.1 Surveys Collect Bad Data
1.2 Sensors Collect Good Data, But It's Hard to Do It Right
2 Monitoring Cookstove Adoption with Sensors
2.1 Darfur
2.1.1 Implementation Context
2.2 Innovate, Implement, Evaluate, and Adapt
2.2.1 The Lead-Up
2.2.2 The Study
2.2.3 After the Study
2.2.4 What We Learned
2.2.5 Where We Went Next
3 Summary
References
16 Reimagining Excreta as a Resource: Recovering Nitrogen from Urine in Nairobi, Kenya
1 Development Challenge (Problem Identification)
1.1 Sanitation as Development Challenge
1.2 Partnership Between UC Berkeley and Sanergy
1.3 Problem Iteration
1.4 Lessons from Problem Definition
1.4.1 Problem Definition: Access to Sanitation and Fertilizer
1.4.2 Theory: Circular Economy and Resource Recovery
1.4.3 Observation-Driven: Valorizing Urine
2 Implementation Context
2.1 Partners and Implementation Setting
2.2 Aligning Incentives
2.3 Overcoming Constraints
2.4 Lessons Learned from Implementation
3 Innovate, Implement, Evaluate, and Adapt
3.1 Innovation
3.1.1 Technology
3.1.2 Theories of Change: Fertilizer and Agriculture
3.1.3 Markets/Economic Sustainability
3.1.4 Environmental Sustainability
3.2 Iterative Implementation
3.2.1 Laboratory Research and Implementation
3.2.2 Education and Funding
3.3 Adaptation
3.3.1 Reaching Scale: Scaling Down to Toilet-Level Recovery and Scaling Up to Pilot
3.3.2 Current State of Technology
3.3.3 Reaching Scale: Opportunities and Challenges
3.3.4 Adapting to New Contexts
4 Results/Lessons Learned
4.1 Context and Vision for Our Results
4.2 Pivots
4.3 Ongoing and Future Work
5 Summary and Interpretive Text Boxes
References
17 Engineering Predictable Water Supply: The Humans Behind the Tech
1 Introduction
2 The NextDrop System: An Overview
3 From Idea to Pilot to Scale-Up
3.1 Idea Formation at UC Berkeley, USA
3.2 Pilot in Hubli-Dharwad, India
3.3 Scale-Up in Bangalore, India
4 Research on the Scale-Up
4.1 Study 1: Impact Evaluation
4.1.1 Site Selection
4.1.2 Sample Selection and Randomization
4.1.3 Two-Wave Survey and Enrollment into NextDrop Services
4.1.4 Results
4.1.5 An “Information Pipeline” to Diagnose the Null Results
4.2 Study 2: Valvemen's Role and “Compliance” in NextDrop's System
4.2.1 Study Design to Understand Compliance Levels
4.2.2 Findings that Explained Overall Low Compliance
4.2.3 Findings that Explain Variation in Compliance
5 Subsequent Status of NextDrop
6 Key Takeaways for Development Engineers
References
Part V Digital Governance
Introduction
References
18 Protecting Electoral Integrity in Emerging Democracies
1 Development Challenge
2 Implementation Context
3 Innovate, Iterate, Evaluate, and Adapt
3.1 Innovation
3.2 Iterative Implementation
3.3 Evaluation
3.4 Adaption
4 Results/Lessons Learned
5 Summary
References
19 Monitoring the Monitors in Punjab, Pakistan
1 Development Problem
2 Implementation Context
3 Innovate, Iterate, Evaluate, and Adapt
3.1 Innovation
3.2 Iteration
3.3 Evaluation/Results
3.4 Adaptation
4 Lessons Learned
References
20 Digital Public Services: The Development of Biometric Authentication in India
1 Development Challenge
1.1 Overview of the Case Study
2 Implementation Context
2.1 Public Distribution System
2.2 National Rural Employment Guarantee Scheme
2.3 Social Security Pensions
3 Innovation
3.1 Reforms in Identification
3.2 Reforms in Payment Systems and Benefits Delivery
4 Implementation Challenges
4.1 Enrollment of Beneficiaries
4.2 Deduplication of Records
4.3 Authentication of Identity
4.4 Manual Overrides
4.5 Political Buy-In
4.6 Innovation and Iteration at Scale
5 Results from Large-Scale Evaluations
5.1 Experimentation at Scale
5.2 Results from the Evaluation of AP Smartcards
5.3 Results from the Evaluation of Aadhaar in Jharkhand
5.4 Summary
6 Conclusions
References
Part VI Connectivity: Digital Communication Technology
Introduction
Reference
21 Connecting Communities Through Mobile Networks:A Case Study of Implementing Community CellularNetworks in the Philippines
1 Introduction
2 Innovation
2.1 Technology
2.2 Operational Model
3 Implementation
3.1 Deployment Context
3.2 Implementation Challenges
3.3 Spectrum Negotiations
3.4 Stakeholder Needs and Interests
3.5 Unexpected Changes in the Field
4 Evaluation
4.1 Subscription and Usage
4.2 Technical Operations
4.3 Commercial Operations
4.4 Community Response
4.5 Personnel Retention
4.6 Trust and Community Relations
5 Adaptation
6 Discussion: Open Challenges
7 Summary and Conclusion
References
22 Voice Interfaces for Underserved Communities
1 Evolution of Voice Forums
2 Scaling Voice-Based Services
3 Managing Local Language Audio Content
4 Increasing User Retention
5 Managing Cost
6 Replication and Scale
7 Mechanisms of User Acquisition
8 Measuring Impact
9 Open Challenges
10 Summary
References
23 The Open Data Kit Project
1 Introduction
2 Development Challenge and Initial Design Decisions
3 Implementation Context
3.1 History
4 Innovation: The Open Data Kit Project
4.1 ODK 1 Tool Suite
4.2 Iterative Design with Users
4.3 Example ODK 1 Deployments
5 Evaluation and User Feedback
5.1 Creation of the Second Tool Suite
5.2 Multi-Perspective Design
6 Adaptation: ODK 2 and Extensibility Exploration
6.1 ODK 2 Mobile Frameworks
6.2 Example ODK 2 Deployments
7 Challenges and Lessons
8 Summary
9 Discussion Questions
References
Epilogue
Index