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Exhib it 13-3 Sample Response to Audit Letter (Sept 2011)

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Exhib it 13-3 Sample Response to Audit Letter (Sept 2011)

SAMPLE RESPONSE TO AUDIT LETTER. Dear Ms. State Director: In response to the Audit Report by John Sean and Associates of the City’s Disaster Recovery CDBG Program:

http://www.doa.louisiana.gov/cdbg/dr/manual/version3-1/Exhibit_13-3_Sample_Response_to_Audit_Letter_Ver3.1.docx

Date added: June 19, 2012 - Views: 109

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SAMPLE - Montana

If you have any questions on the entity response requirements, please contact our office at 841-2907. Enclosures: Sample Letter to Newspaper Regarding Audit Publication Statement . Sample Audit Publication Statement. Section 2-7-521, MCA. Section 2-7-515, MCA

http://doa.mt.gov/content/lgsb/Forms/AuditReviewProgram/5_AuditReportPublishingResponseInformation/specialpurposegovernment%20_memosample_200612.doc

Date added: February 13, 2012 - Views: 99

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Management Response to Audit Findings - Home - Stamford Board ...

Management Response to Audit Findings. FY 2004 Audit (6/30/04 ... The City will prepare a letter to each pension board recommending that they adopt selected portions of the City’s accounting policies that relate to administrative costs and other expenditures and policies for issuing checks and ...

http://www.boardofreps.org/reports/cityfinrpts/audit_city_resp_06-2004.doc

Date added: October 11, 2011 - Views: 68

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Discussions to Expect From the Independent Auditors

Sample Request for Qualifications and Request for. Proposal Letter for CPA Services. PURPOSE OF THIS TOOL: This tool contains sample language that may be used by an organization when requesting a proposal letter from qualified CPA firms when seeking a new service provider.

http://www.aicpa.org/InterestAreas/BusinessIndustryAndGovernment/Resources/NotForProfitResourceCenter/DownloadableDocuments/16-SampleRequest.dot

Date added: January 29, 2012 - Views: 125

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Letter of Finding Template - Federal Transit Administration

Thank you for your response to the Federal Transit Administration's (FTA) letter and preliminary report of findings of the Equal Employment Opportunity Program (EEO) compliance review conducted at the Metropolitan Transit System (MTS) in February 2008.

http://www.fta.dot.gov/documents/SanDiegoMTSTransmittalletter.fnl.doc

Date added: September 13, 2011 - Views: 40

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SAMPLE AUDIT REQUEST FOR PROPOSAL - Home | Agency of Commerce ...

Sample Audit Request for Proposal 5 Pages <DATE> <AUDITOR NAME> <AUDITOR ADDRESS> RE: Request for Proposals, Audit Services. Dear Auditor, The <TOWN/CITY/VILLAGE> was awarded a Vermont Community Development Program (VCDP) grant on <DATE> in the amount of <$ AMOUNT>.

http://accd.vermont.gov/sites/accd/files/Documents/strongcommunities/cd/vcdp/grants_management/word/AUDITRFP.doc

Date added: May 2, 2013 - Views: 68

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Discussions to Expect From the Independent Auditors

As such, the sample letter may be subject to audit committee review or discussion, if an audit committee exists. [Organization Letterhead] ... Include a copy of your firm’s most recent peer review report, the related letter of comments, and the firm’s response to the letter of comments.

http://www.azcpa.com/pdf/SampleRFP_for_CPA_Services.doc

Date added: September 29, 2011 - Views: 275

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SAMPLE - Montana Department of Administration

If you have any questions on the entity response requirements, please contact our office at 841-2907. Enclosures: Sample Letter to Newspaper Regarding Audit Publication . Sample Publication. Section 2-7-521, MCA. Section 2-7-515, MCA SAMPLE. AUDIT PUBLICATION.

http://doa.mt.gov/content/lgsb/Forms/AuditReviewProgram/5_AuditReportPublishingResponseInformation/citiestowns_memosample_200612.doc

Date added: December 12, 2011 - Views: 27

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Sample Request for Proposal for Auditing Services

A management letter will be required. ... Documents:0 Karla's work file:Tools:Sample RFP for Audit.doc. Title: Sample Request for Proposal for Auditing Services Author: SDAO Last modified by: Karla Sanders Created Date: 4/12/2006 9:37:00 PM Company: Oregon Dept.

http://www.oregon.gov/ODA/SWCD/docs/Word/tools/rfp.doc

Date added: September 27, 2011 - Views: 839

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AUDIT ENGAGEMENT LETTER - Legislative Auditor

RESPONSE: This letter correctly sets forth the understanding of Any Parish ... We will trace a random sample of 25 teachers to the individual’s personnel file and determine if the individual’s education level was ... AUDIT ENGAGEMENT LETTER Author: Legislative Auditor Last modified by:

http://www.lla.state.la.us/userfiles/file/auditeng(1).doc

Date added: September 29, 2011 - Views: 313

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AUDIT ENGAGEMENT LETTER - U.S. Agency for International ...

RESPONSE: This letter correctly sets forth the understanding of (Auditee’s Name) ... Date_____ _____ Title: AUDIT ENGAGEMENT LETTER Author: Legislative Auditor Last modified by: Massis, Nadeem (WBGAZA/FMO) Created Date: 10/20/2011 12:41:00 PM Company: LLA Other titles: AUDIT ...

http://www.usaid.gov/sites/default/files/documents/1883/Sample%20Engagement%20Letter.doc

Date added: January 12, 2014 - Views: 9

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EXAMPLE REPORT AND LETTER FORMATS - NIGC Home Page

{MANAGEMENT’S RESPONSE TO THE EXCEPTIONS ... Subdivide the findings/exception portion of the letter by audit (i.e., gaming machines, keno, credit, ... number of days reviewed, number of forms reviewed, etc.) and the time period from which the sample was selected ...

http://www.nigc.gov/Portals/0/NIGC%20Uploads/MICS/exauprptnltrfmt.doc

Date added: September 29, 2011 - Views: 705

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Discussions to Expect From the Independent Auditors

Evaluating the Auditor’s Engagement Letter: Questions to Consider. PURPOSE OF THIS TOOL: The audit committee should have the responsibility to recommend to the board of directors the hiring and firing of the external auditors.

http://www.aicpa.org/InterestAreas/BusinessIndustryAndGovernment/Resources/NotForProfitResourceCenter/DownloadableDocuments/17-EvalAuditorsEngagementLetter.dot

Date added: October 2, 2011 - Views: 39

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MODEL RFP RESPONSE LETTER - Canadian Bar Association

Model RFP Response Letter [Firm letterhead] [Date] [Potential client address] Re: Request for Proposals for Legal Services [describe nature of the mandate] Dear [Contact of potential client]: We are responding to your request for proposals for legal services.

http://www.cba.org/CBA/groups/doc/Model_RFP_Response_Letter.doc

Date added: October 11, 2011 - Views: 363

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REQUEST FOR FINANCIAL STATEMENT AUDIT - Council of the ...

... (FISMA), Public Law 107-347., including the preparation of the OIG response to the questionnaire ... testing "both sides" of a sample of elimination entries and noting out-of ... (if necessary) Unadjusted Audit Differences Representation Letter to DOX Draft Audit ...

http://www.ignet.gov/pande/faec/fsarfp.doc

Date added: October 31, 2011 - Views: 339

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MODEL DISENGAGEMENT LETTER - CPA Protector Plan

This letter confirms that effective [Date], [Accounting Firm] resigns from all engagements with or for [Client]. Due to this termination of professional services, certain aspects of some matters [Accounting Firm] was working on were not completed.

http://www.cpaprotectorplan.com/docs/DisengagementLetter.doc

Date added: November 30, 2011 - Views: 66

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SAMPLE RFP COVER LETTER - New York

SAMPLE REQUEST FOR PROPOSAL (RFP) COVER LETTER. Last Updated: 5/13/2010. PRINT LETTER ON ORGANIZATION LETTERHEAD [Date] [Consultant First Name] [Consultant Last Name]

http://www.nyc.gov/html/sbs/downloads/word/Sample_RFP_Cover_Ltr_2011.doc

Date added: January 27, 2012 - Views: 1434

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Sample Request for Proposal - The Institute of Internal Auditor

This letter is a Request for a Proposal (RFP) for an External Quality Assessment ... The audit function provides an independent appraisal of key financial and operational controls. ... The response to this RFP should identify the membership and credentials of the review team, ...

https://na.theiia.org/services/quality/Public_Documents/Sample%20Request%20for%20Proposal.doc

Date added: May 2, 2013 - Views: 28

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CRAFTING A RESPONSE TO A MEDICAL CHART AUDIT

CRAFTING A RESPONSE TO A MEDICAL CHART AUDIT. OK, you’ve received their demands and “charges” by certified mail. The list of “offenses” is long and they found things to complain about on every chart they audited.

http://podiatrysurvivalpages.homestead.com/files/CRAFTING_A_RESPONSE_TO_A_MEDICAL_CHART_AUDIT.doc

Date added: October 22, 2011 - Views: 78

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PRIVACY FORMS AND LETTERS - Massachusetts

Audit Trail Response Letter. HIPAA-L-10 Right to Request Confidential Communications 14 Confidential Communications Request Form. HIPAA-F-12 Confidential Communications/Restriction Response Letter

http://www.mass.gov/eohhs/docs/dmh/hipaa/handbook/xappe-indexofprivacyformsletters.doc

Date added: April 17, 2013 - Views: 9

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FTA Letterhead Paper - Federal Transit Administration

We would also like to acknowledge the many recent service improvements noted in your response letter and attached table. ... In the sample letter you provided deeming the applicant ineligible, it does not appear that there is space for GPTC to state the reasons for the finding, ...

http://www.fta.dot.gov/documents/GPTC_Final_Letter_051121.doc

Date added: October 6, 2011 - Views: 21

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Sample Report with Significant Deficiency - Pages - Home

Sample Illustration of SAS No. 115 Reports-Communication ... The City of Dogwood’s written response to the significant deficiencies indentified in our audit was not subjected to the auditing ... This letter may be used to communicate that only significant deficiencies and no material ...

https://www.nctreasurer.com/slg/SAS%20No%20115%20Resources/ReportwSD.doc

Date added: December 7, 2013 - Views: 2

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4370 - U.S. Department of Housing and Urban Development

audit is to have the auditor render an independent. ... Engagement The engagement letter is, in effect, the contract between. Letter the auditor and the project. It describes: ... Testing a sample of the transactions is sufficient. The.

http://www.hud.gov/offices/adm/hudclips/handbooks/hsgh/4370.4/43704c7HSGH.doc

Date added: March 29, 2012 - Views: 28

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SAMPLE COMPILATION ENGAGEMENT LETTER - Legislative Auditor

Audit requirements of Government ... RESPONSE: This letter correctly sets forth the understanding of Any ... Title_____ Date_____ Title: SAMPLE COMPILATION ENGAGEMENT LETTER Author: Legislative Auditor Last modified by: Legislative Auditor Created Date: 4/29/2009 12:33:00 PM Company: LLA ...

http://www.lla.state.la.us/userfiles/file/sampcompengagree(1).doc

Date added: September 25, 2011 - Views: 136

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Internal Audit Notice Template - Document Listings - All ...

You are then expected to provide a response to the draft report within two weeks. ... Internal Audit Notice Template Sample Description: This document gives you a simple template that can be used when constructing a notice about an internal audit.

http://sampleandtemplate.com/_files/cover-letter/auditor/sample-internal-audit-template-letter.doc

Date added: March 23, 2014 - Views: 7

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Due Diligence Sample Letter - WV Treasury

You may develop your own Due Diligence letter, or use the sample Due Diligence letter on the next page as a template. ... Scan or file a hard copy of the mailed letters to provide the best evidence of performing due diligence in case of an audit. Scan or file the response from the appropriate owner.

http://www.wvtreasury.com/dept/UP/Documents/Due_Diligence_Sample_Letter.doc

Date added: July 11, 2012 - Views: 14

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AP-3: Audit Program for Accounts Receivable

A deadline date can also enhance the response time. See the sample ... Confirmation of a loan to an owner/manager can also be obtained in the management representation letter if the ... If fraud risk factors or other conditions are identified that require an additional audit response, ...

http://www.oglethorpe.edu/faculty/~c_benton/auditing/audit%20program/Accounts%20Receivable%20Program.doc

Date added: September 13, 2011 - Views: 251

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Sample Request for Proposal - Pages - Home

SAMPLE REQUEST FOR PROPOSAL Appendix A. ... copies of each audit report, management letter, ... fill in date at 2:00 p.m. Envelopes containing proposals should be clearly identified on the front with the words “RESPONSE TO RFP FOR AUDIT SERVICES”.

http://www.nctreasurer.com/slg/Audit%20Forms%20and%20Resources/RFP_2013.doc

Date added: May 9, 2013 - Views: 63

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MANAGEMENT LETTER - U.S. Agency for International Development

Management letter for the year ended 31 December 2010. We have recently completed our audit of XYZ which we conducted in accordance with International Standards on Auditing ... Management response As with all XYZ accounts, ...

http://www.usaid.gov/sites/default/files/documents/1883/Sample%20Management%20Letter.doc

Date added: January 20, 2014 - Views: 3

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Contractor ADI Testing Matrix - PPG Industries

3A - REQUESTING AUDIT DATA – SAMPLE LETTER. 3B - CONTRACTOR AUDIT RESPONSESAMPLE LETTER. 4 - CONTRACTOR COMPLIANCE LOG. I. Coverage. This policy covers any contractors and contracted personnel working in a PPG facility.

http://www.ppg.com/corporate/purch/safety/Documents/ADI%20Contractor%20Policy%20110804_.doc

Date added: May 10, 2012 - Views: 16

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Region __ Recovery Audit Contractor (RAC)

Letter Request ID: [Letter Request ID] [RAC ... (CMS) has retained DCS to carry out the Recovery Audit Contractor (RAC) program in Region A which includes all states located in the northeast region of the United States ... Your response is required even if you are unable to locate the ...

http://www.dcsrac.com/faq_files/Sample%20ADR%20Letter.doc

Date added: September 8, 2011 - Views: 33

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REQUEST FOR PROPOSAL - Society of Risk Management Consultants ...

Audit of Property & Liability Risk Management & Insurance Program. ... 1.5 Response to RFP (SAMPLE) The Consultant's response to the RFP shall include: A brief history and description of the firm, ...

http://www.srmcsociety.org/content/library/resources/SRMC_Sample_RFP_2011.doc

Date added: October 8, 2011 - Views: 238

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Sample Internal Audit Engagement Letter - Ontario

The Internal Audit Team is planning its audit for [Audit Process, ... You are then expected to provide a response to the draft report within two weeks. ... Sample Internal Audit Engagement Letter Author: Gurewan Last modified by: Gurewan Created Date:

http://faab.edu.gov.on.ca/IA/Sample%20Internal%20Audit%20Engagement%20Letter.doc_Final.doc

Date added: February 2, 2012 - Views: 660

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Clinical Trials Audit Manual - Dana-Farber/Harvard Cancer Center

In addition, the full audit report, PI’s response and Audit Committee’s determinations will be reported to the CLC for review. ... If agreed, unacceptable audit rating letter is sent with final audit report requesting a response to the major violations within 5 working days.

http://www.dfhcc.harvard.edu/fileadmin/DFHCC_Admin/Clinical_Trials/QACT/Policies_and_Procedures/Audit_Manual_July_2009.doc

Date added: October 20, 2011 - Views: 74

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Sample Letter 1 - TN

Sample Letter 1 Author: ag05p17 Last modified by: Finance & Administration Created Date: 6/16/2005 7:06:00 PM Company: STATE OF TENNESSEE Other titles:

http://www.tn.gov/finance/act/documents/Emp_Notif_Garnish_061505.doc

Date added: November 22, 2011 - Views: 107

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Sample Request for Proposals - Auditor General Office

The District will make no reimbursement for the cost of developing or presenting proposals in response to the ... provide the electronic copies of the audit reports, management letter, ... as appropriate, when the school district is contracting for a single audit. 3/13. SAMPLE NOTICE. ...

http://www.azauditor.gov/ASD/PDF/School_Districts/Manuals/2013_Instructions_Notice_RFP.doc

Date added: May 2, 2013 - Views: 25

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Audit Followup Process for the External Audits in the OESE ...

... we noted the Department did not obtain documentation from NYCBOE to provide assurance that a sample review of non-personnel ... the Colorado Department of Education (CDE), CDE provided its response, in a letter dated ... their corrective action response, the audit report (ACN ...

http://www2.ed.gov/about/offices/list/oig/auditreports/a19e0004.doc

Date added: October 21, 2011 - Views: 25

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SAMPLE LETTER OF INVITATION FOR POTENTIAL COMMITTEE MEMBERS

SAMPLE LETTER OF INVITATION FOR POTENTIAL COMMITTEE MEMBERS Author: coe Last modified by: coe Created Date: 4/18/2005 3:25:00 PM Company: Valdosta State University Other titles: SAMPLE LETTER OF INVITATION FOR POTENTIAL COMMITTEE MEMBERS ...

http://www.nysweca.org/marketing/advisory/Sample%20Letter%20of%20Invitation%20For%20Potential%20Committee%20Members.doc

Date added: September 12, 2011 - Views: 599

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SOP #: I-A-1 - University of Pittsburgh

SAMPLE Audit Transmittal Letter SAMPLE. To: Principal Investigator From: (ECO Lead Auditor) Education and Compliance Coordinator. Date: (Letter ... Please send one copy of your audit response to each of the following: IRB, Committee F, ...

http://www.rcco.pitt.edu/educ/SOPS/SOP_I-A-13_InvSiteAudit2006.doc

Date added: February 6, 2012 - Views: 18

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Request for Proposal - Virginia Division for the Aging - Homepage

Audit of the Agency’s pension ... Firm shall provide approximately 15 bound copies of the audited financial statements and 30 copies of the management letter. Also, one unbound copy of the audit. ... Offerors who submit a proposal in response to this RFP may be required to give an oral ...

http://www.vda.virginia.gov/pdfdocs/AuditRFPSample.doc

Date added: November 1, 2013 - Views: 7

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fh - Rohan Chambers

Selection of sample. The sample size will normally depend upon a number of factors including, the level of tolerable error, the inherent risk, ... much additional audit work is required. Overall response rates are lower than desirable.

http://www.rohanchambers.com/Courses/Auditing/Receivables%20confirmation%20-%20text.doc

Date added: September 13, 2011 - Views: 28

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www.ecfa.org

Sample Request for Proposal (RFP) ... Specific questions to which we ask your response are listed in Exhibit I. ... Management letter comments. Audit Committee presentation of the results of the audit and the management letter. Other Consultation Services:

http://www.ecfa.org/Documents/IndependentAuditorSampleRequestForProposal-RFP.doc

Date added: November 22, 2011 - Views: 19

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Billing and Collections Audit

Send auditee a pre-audit letter, ... For a sample of 10, review procedures and ensure approval and appropriateness. Credit balance report, ... Clearly set the deadline for management’s response. Validate the accuracy of the report.

http://auditknowledge.com/operational/FIN%20-%20Billing,%20Collections%20Audit.doc

Date added: June 1, 2012 - Views: 7

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www.ecfa.org

Review the management letter and review management’s response to the management letter. ... Audit Committee Charter – Sample . Page 4 of 4. Provided by: Evangelical Council for Financial Accountability. 440 West Jubal Early Drive, Suite 130 ...

http://www.ecfa.org/Documents/Sample-AuditCommitteeCharter.doc

Date added: September 13, 2011 - Views: 37

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REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON ...

Sample letter of Audit Compliance. Date: ... The audit included all operational, trust, endowment, and discretionary accounts of the Parish. ... This questionnaire is designed so that a "NO" response indicates an area. of potential concern.

http://www.eastmich.org/business_admin/Audits/SampleAuditorletterandInternalControlQuestionaire08.doc

Date added: June 1, 2012 - Views: 10

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Chapter (300)-80

(300)-80 Audit Techniques. 80.1 Overview. There are many audit techniques that may be used during the planning and fieldwork execution processes.

http://www.treasury.gov/tigta/foia/efoia-imds/chapter300-audit/300-80/chapter300-80.doc

Date added: October 15, 2011 - Views: 33

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Invitation to Tender Template - CIPS - Leading global ...

By participating in this tender you are indicating your acceptance to be bound by the guidelines set out in this letter and attachments. We provide ... Included are Response Guidelines and [Insert Company ... You should state in the SLA that you have the right to audit the service level ...

http://www.cips.org/Documents/Resources/Glossary/ITT%20Template.doc

Date added: August 9, 2011 - Views: 413

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AP-2: Audit Program for Cash - Oglethorpe University

¯ CL-4 provides a sample letter. ... If fraud risk factors or other conditions are identified that require an additional audit response, consider those risk factors or conditions and the auditor’s response in connection with the performance of Step 11 in AP-1b.

http://www.oglethorpe.edu/faculty/%7Ec_benton/auditing/audit%20program/cash%20program.doc

Date added: October 8, 2011 - Views: 333

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Required Communications

We have issued a separate communication regarding the planned scope and timing of our audit and have discussed with you our identification of and planned audit response to significant risks of material misstatement.

http://aieuweb.mcgladrey.com:8090/accessn1/AUDIT/mcapclarity12.nsf/8625615c004ee30f85255d7c00545af7/1802b22daa622ece86257acc0075528e/$FILE/MCAP%200260%2012.docx

Date added: October 5, 2013 - Views: 2

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Reference Manual - Main - P-12 : NYSED

Designing the audit response to fraud risks through audit planning: Audit responses to identified risks take many forms. ... SAMPLE REPRESENTATION LETTER. AUDIT OF SCHOOL DISTRICT. School District’s Letterhead. Date (Auditing firm)

http://www.p12.nysed.gov/mgtserv/districtmanagement/accounting/referencemanual/ReferenceManual2008.doc

Date added: September 23, 2011 - Views: 61